Home - CFTC Counterparties to trade options that met the trade option exemption were also subject to swap data recordkeeping requirements of part 45, as otherwise applicable to any other swap. The U. S. Commodity Futures Trading Commission CFTC entered an Order filing and settling charges against Dallas. View All News & Events. Commitments of Traders.
CFTC Approves Proposed Rulemaking to Amend the Trade Option. The CFTC also stated that “federal speculative position limits should not apply to trade options” and that the matter would be addressed in the context of future position limit rulemaking. 13-08 is no longer applicable and was withdrawn as the TO Final Rule took effect. April 30, 2015. CFTC Approves Proposed Rulemaking to Amend the Trade Option Exemption by Reducing Certain Reporting and Recordkeeping Requirements for End-Users
Dodd-Frank Act Derivatives in Review - Orrick Blogs Notably, in response to questions about whether the CFTC will apply its pending position limits proposal to trade options in the future, the Commission stated “that federal speculative position limits should not apply to trade options” and that the Commission intends to address the matter in the context of the pending proposal. Apr 22, 2016. However, a CFTC interim final rule issued in April 2012 the “2012 Trade Option Exemption” exempts a commodity option transaction from.